Alternative Trading Systems - PDFSEARCH.IO - Document Search Engine

Alternative Trading Systems
Results: 286

#	Item
211	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEAmex[removed]May 10, 2012 Self-Regulatory Organizations; NYSE Amex LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-11 07:39:17 Finance Stock market Mathematical finance Securities Exchange Act United States Securities and Exchange Commission Market maker Algorithmic trading Alternative Trading Systems Order Financial markets Financial economics Investment
212	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 10, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing of Proposed Rule Change to Amend the Fee Schedule u Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-11 08:41:23 Finance 73rd United States Congress United States Securities and Exchange Commission Investment Securities Exchange Act U.S. Securities and Exchange Commission Order Alternative Trading Systems Securities and Exchange Commission Financial markets Financial economics United States securities law
213	April 4, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-08 10:09:37 Finance Investment Regulation NMS Order Dark liquidity Market maker Alternative Trading Systems Securities Exchange Act Best execution Financial markets Financial economics Stock market
214	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]October 11, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-15 07:57:50 Financial system Stock market Financial markets 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial Industry Regulatory Authority Alternative Trading Systems Trade Reporting And Compliance Engine United States securities law Financial economics Investment
215	Microsoft Word - IIROC submission - Notice of Public Consultation - FINAL June[removed] Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-10 17:22:55 Financial regulation Investment Industry Regulatory Organization of Canada Securities TMX Group TSX Venture Exchange Universal Market Integrity Rules Alternative Trading Systems Economy of Canada Canada Toronto Stock Exchange
216	AMENDMENTS TO NATIONAL INSTRUMENT[removed]MARKETPLACE OPERATION 1. National Instrument[removed]Marketplace Operation is amended by this Instrument. Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:08 New Deal Securities Act Alternative Trading Systems Financial regulation Financial economics Finance Securities Exchange Act United States securities law 73rd United States Congress United States Securities and Exchange Commission
217	AMENDMENTS TO FORM 21-101F2 INITIAL OPERATION REPORT ALTERNATIVE TRADING SYSTEM Form 21-101F2 – Initial Operation Report Alternative Trading System is replaced with the following: FORM 21-101F2 Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:06 Finance Algorithmic trading Financial system Financial markets Financial economics Alternative Trading Systems
218	AMENDMENTS TO FORM 21-101F3 QUARTERLY REPORT OF MARKETPLACE ACTIVITIES Form 21-101F3 Quarterly Report of Alternative Trading System Activities is replaced with the following: FORM 21-101F3 Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:03 Financial markets Security Repurchase agreement Exchange-traded fund Bond market Stock market Alternative Trading Systems Algorithmic trading Securities market Financial economics Finance Investment
219	OT-c Markets February 1, 2013 VIA Electronic Submission Mr. Stephen M. Graham Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-02-01 15:50:24 Finance Financial system International Organization of Securities Commissions Alternative Trading Systems Stock market United States securities law Over-the-counter U.S. Securities and Exchange Commission OTC Markets Group Financial economics Financial regulation
220	Rules Notice Technical UMIR Please distribute internally to: Institutional Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-06-04 12:06:03 Economy of Canada Universal Market Integrity Rules Investment Industry Regulatory Organization of Canada Finance United States securities law Securities Act Alternative Trading Systems Self-regulatory organizations Financial economics Financial system

UPDATE